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Joseph Michael Ducote

CALDWELL SUTTER CAPITAL, INC.·SAUSALITO, California
Unclaimed Profile
30 LIBERTY SHIP WAY #3225, SAUSALITO, CA 94965CRD# 72548Firm CRD# 10489
01

About

Joseph Michael Ducote is a registered financial advisor based in SAUSALITO, California, affiliated with CALDWELL SUTTER CAPITAL, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
CALDWELL SUTTER CAPITAL, INC.
CALDWELL SUTTER CAPITAL, INC.
AUM
$571M
Regulatory assets under management
Employees
20
Total firm employees
View all advisors at CALDWELL SUTTER CAPITAL, INC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Commissions
Regulatory
SEC/IARD CRD# 72548
Firm CRD# 10489
1 disclosure on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Joseph Michael Ducote offer?
Joseph Michael Ducote specializes in Financial Planning, Investment Management. Contact their office in SAUSALITO, California for a consultation.
What are Joseph Michael Ducote's credentials?
Joseph Michael Ducote is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Michael Ducote located?
Joseph Michael Ducote is based in SAUSALITO, California, working with CALDWELL SUTTER CAPITAL, INC.. Their office serves clients in the SAUSALITO metropolitan area and surrounding communities.
How does Joseph Michael Ducote charge for services?
Joseph Michael Ducote's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CALDWELL SUTTER CAPITAL, INC.?
CALDWELL SUTTER CAPITAL, INC. has approximately 20 employees and manages $571M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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City Guides
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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