AdvisorOS Directory
Claim Profile
SP

Scott Philip Peters

TRADEWINDS INVESTMENT MANAGEMENT, L.P.·SAUSALITO, California
Unclaimed Profile
THREE HARBOR DRIVE, SAUSALITO, CA 94965CRD# 1414526Firm CRD# 138261
01

About

Scott Philip Peters is a registered financial advisor based in SAUSALITO, California, affiliated with TRADEWINDS INVESTMENT MANAGEMENT, L.P.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
TRADEWINDS INVESTMENT MANAGEMENT, L.P.
TRADEWINDS INVESTMENT MANAGEMENT, L.P.
AUM
$29M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at TRADEWINDS INVESTMENT MANAGEMENT, L.P. →
Services
Pension consulting
Other
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 1414526
Firm CRD# 138261
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in SAUSALITO?

Browse all registered financial advisors in SAUSALITO, California or claim this profile if it's yours.

Browse SAUSALITO AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Scott Philip Peters offer?
Scott Philip Peters specializes in Retirement Planning. Contact their office in SAUSALITO, California for a consultation.
What are Scott Philip Peters's credentials?
Scott Philip Peters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Philip Peters located?
Scott Philip Peters is based in SAUSALITO, California, working with TRADEWINDS INVESTMENT MANAGEMENT, L.P.. Their office serves clients in the SAUSALITO metropolitan area and surrounding communities.
How does Scott Philip Peters charge for services?
Scott Philip Peters's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRADEWINDS INVESTMENT MANAGEMENT, L.P.?
TRADEWINDS INVESTMENT MANAGEMENT, L.P. has approximately 2 employees and manages $29M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in SAUSALITO
Garrett Nicholas Paul — SEAFRONT CAPITAL PARTNERS LLCPaul Solli — APERIO GROUP, LLCPatrick Geddes — APERIO GROUP, LLCRobert Newman — APERIO GROUP, LLCTamra Ann Stern — MAIN STREET RESEARCH LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile