Unclaimed Profile

Robert William Scannell

TRADEWINDS INVESTMENT MANAGEMENT, L.P.·SAUSALITO, California

Series 3, Series 4, Series 7, Series 24, Series 63Clean record31 years registeredTRADEWINDS INVESTMENT MANAGEMENT, L.P.

THREE HARBOR DRIVE, SAUSALITO, CA 94965CRD# 1576601Firm CRD# 138261

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert William Scannell · SAUSALITO, CA

Registration

CRD #1576601 · TRADEWINDS INVESTMENT MANAGEMENT, L.P. · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRADEWINDS INVESTMENT MANAGEMENT, L.P.

HEDGECLONE, LLC

May 2020 – Jan 2024

Tiburon, CA

TRADEWINDS FINANCIAL CORPORATION

Aug 1994 – Feb 2006

MILL VALLEY, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 4

Series 7

Series 24

Series 63

Registration record

First registered · August 29, 1994

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRADEWINDS INVESTMENT MANAGEMENT, L.P.

CRD 138261 · SEC 801-64991

AUM

$29M

Regulatory assets under management

Employees

5 client accounts

Services offered by TRADEWINDS INVESTMENT MANAGEMENT, L.P.

Per Form ADV

Pension consulting

Other

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at TRADEWINDS INVESTMENT MANAGEMENT, L.P. →

Introduction

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Frequently Asked Questions

What services does Robert William Scannell offer?

Robert William Scannell specializes in Retirement Planning.

What are Robert William Scannell's credentials?

Robert William Scannell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert William Scannell located?

Robert William Scannell is based in SAUSALITO, California, last registered with TRADEWINDS INVESTMENT MANAGEMENT, L.P..

How does Robert William Scannell charge for services?

Robert William Scannell's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRADEWINDS INVESTMENT MANAGEMENT, L.P.?

TRADEWINDS INVESTMENT MANAGEMENT, L.P. has approximately 2 employees and manages $29M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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