CALDWELL SUTTER CAPITAL, INC.

SAUSALITO, California·8 registered advisors·CRD# 10489
SEC# 801-660982415-962-2526
01

Firm Overview

AUM
$571M
Regulatory assets under management
Employees
20
Total firm employees
Advisors
8
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Compensation
Percentage of AUM
Commissions
03

Specialties

Financial PlanningInvestment Management
04

Advisors at CALDWELL SUTTER CAPITAL, INC.

8 registered advisors
Christopher William Anderson
SAUSALITO, California
John Caldwell Helmer
SAUSALITO, California
Joseph Francis Helmer
SAUSALITO, California
Joseph Michael Ducote
SAUSALITO, California
Kathleen Reilly Helmer
SAUSALITO, California
Mari Allen
SAUSALITO, California
Mary Dolores Helmer
SAUSALITO, California
Susan Diane Metcalf
SAUSALITO, California
05

Office Locations

SAUSALITO, California
8 advisors

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Data sourced from SEC Form ADV filings. CALDWELL SUTTER CAPITAL, INC. (CRD# 10489) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.