Unclaimed Profile

James Patrick Fitzmaurice

MARIN BAY WEALTH ADVISORS, LLC·SAUSALITO, California

SIE, Series 6, Series 7, Series 63, Series 65Clean record23 years registeredMARIN BAY WEALTH ADVISORS, LLC

1 HARBOR DR. SUITE 300, SAUSALITO, CA 94965CRD# 1670867Firm CRD# 289184

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Patrick Fitzmaurice · SAUSALITO, CA

Registration

CRD #1670867 · MARIN BAY WEALTH ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

MARIN BAY WEALTH ADVISORS, LLC

Aug 2017 – present

WELLS FARGO CLEARING SERVICES, LLC

Jan 2011 – Aug 2017

SAN FRANCISCO, CA

WELLS FARGO INVESTMENTS, LLC

Apr 2009 – Jan 2011

SAN FRANCISCO, CA

NORTHERN TRUST SECURITIES, INC

Dec 2002 – Mar 2009

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · December 20, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MARIN BAY WEALTH ADVISORS, LLC

CRD 289184 · SEC 801-111030

AUM

$290M

Regulatory assets under management

Employees

375 client accounts

Services offered by MARIN BAY WEALTH ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at MARIN BAY WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does James Patrick Fitzmaurice offer?

James Patrick Fitzmaurice specializes in Investment Management, Fee-Only Advisory. Contact their office in SAUSALITO, California for a consultation.

What are James Patrick Fitzmaurice's credentials?

James Patrick Fitzmaurice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Patrick Fitzmaurice located?

James Patrick Fitzmaurice is based in SAUSALITO, California, working with MARIN BAY WEALTH ADVISORS, LLC. Their office serves clients in the SAUSALITO metropolitan area and surrounding communities.

How does James Patrick Fitzmaurice charge for services?

James Patrick Fitzmaurice's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MARIN BAY WEALTH ADVISORS, LLC?

MARIN BAY WEALTH ADVISORS, LLC has approximately 2 employees and manages $290M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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