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Christopher William Anderson

CALDWELL SUTTER CAPITAL, INC.·SAUSALITO, California
SIE, Series 7, Series 14, Series 24, Series 27, Series 52TO, Series 53, Series 99TOClean recordCALDWELL SUTTER CAPITAL, INC.
30 LIBERTY SHIP WAY #3225, SAUSALITO, CA 94965CRD# 5085595Firm CRD# 10489

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Christopher William Anderson · SAUSALITO, CA
Registration
CRD #5085595 · CALDWELL SUTTER CAPITAL, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 14
Series 24
Series 27
Series 52TO
Series 53
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CALDWELL SUTTER CAPITAL, INC.
CRD 10489 · SEC 801-66098
AUM
$571M
Regulatory assets under management
Employees
20
1,225 client accounts
Services offered by CALDWELL SUTTER CAPITAL, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CALDWELL SUTTER CAPITAL, INC. →
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Frequently Asked Questions

What services does Christopher William Anderson offer?
Christopher William Anderson specializes in Financial Planning, Investment Management. Contact their office in SAUSALITO, California for a consultation.
What are Christopher William Anderson's credentials?
Christopher William Anderson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Christopher William Anderson located?
Christopher William Anderson is based in SAUSALITO, California, working with CALDWELL SUTTER CAPITAL, INC.. Their office serves clients in the SAUSALITO metropolitan area and surrounding communities.
How does Christopher William Anderson charge for services?
Christopher William Anderson's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CALDWELL SUTTER CAPITAL, INC.?
CALDWELL SUTTER CAPITAL, INC. has approximately 20 employees and manages $571M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CALDWELL SUTTER CAPITAL, INC.

John Caldwell Helmer
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Joseph Francis Helmer
SAUSALITO, CA
Mari Allen
SAUSALITO, CA
Susan Diane Metcalf
SAUSALITO, CA
CFA
Kathleen Reilly Helmer
SAUSALITO, CA
Mary Dolores Helmer
SAUSALITO, CA

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