AdvisorOS Directory
Claim Profile
AB

Aileen Kay Braga

SARATOGA RESEARCH & INVESTMENT MANAGEMENT·SARATOGA, California
Unclaimed Profile
14471 BIG BASIN WAY, SUITE E, SARATOGA, CA 95070CRD# 2241901Firm CRD# 110506
01

About

Aileen Kay Braga is a registered financial advisor based in SARATOGA, California, affiliated with SARATOGA RESEARCH & INVESTMENT MANAGEMENT. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Fee-Only Advisory
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
AUM
$2.7B
Regulatory assets under management
Employees
23
Total firm employees
View all advisors at SARATOGA RESEARCH & INVESTMENT MANAGEMENT →
Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Other
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2241901
Firm CRD# 110506
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in SARATOGA?

Browse all registered financial advisors in SARATOGA, California or claim this profile if it's yours.

Browse SARATOGA AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Aileen Kay Braga offer?
Aileen Kay Braga specializes in Financial Planning, Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in SARATOGA, California for a consultation.
What are Aileen Kay Braga's credentials?
Aileen Kay Braga is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Aileen Kay Braga located?
Aileen Kay Braga is based in SARATOGA, California, working with SARATOGA RESEARCH & INVESTMENT MANAGEMENT. Their office serves clients in the SARATOGA metropolitan area and surrounding communities.
How does Aileen Kay Braga charge for services?
Aileen Kay Braga's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SARATOGA RESEARCH & INVESTMENT MANAGEMENT?
SARATOGA RESEARCH & INVESTMENT MANAGEMENT has approximately 23 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in SARATOGA
Kevin Peter Tanner — SARATOGA RESEARCH & INVESTMENT MANAGEMENTDavid Mauney — DE NOVO VENTURES SERVICES, LLCSteven Schlossareck — QTV CAPITAL, LLCRandall R Meals — QTV CAPITAL, LLCMarc Cook Crosby — SARATOGA RESEARCH & INVESTMENT MANAGEMENT
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile