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Marc Cook Crosby

SARATOGA RESEARCH & INVESTMENT MANAGEMENT·SARATOGA, California
Series 65Clean record13 years registeredSARATOGA RESEARCH & INVESTMENT MANAGEMENT
14471 BIG BASIN WAY, SUITE E, SARATOGA, CA 95070CRD# 6135326Firm CRD# 110506

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Marc Cook Crosby · SARATOGA, CA
Registration
CRD #6135326 · SARATOGA RESEARCH & INVESTMENT MANAGEMENT · 13 years registered
Brand Profile
Not yet started
01

Career History

SARATOGA RESEARCH & INVESTMENT MANAGEMENT
Nov 2012 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · November 20, 2012
Years registered · 13
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
CRD 110506 · SEC 801-57695
AUM
$2.7B
Regulatory assets under management
Employees
23
3,207 client accounts
Services offered by SARATOGA RESEARCH & INVESTMENT MANAGEMENT
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at SARATOGA RESEARCH & INVESTMENT MANAGEMENT →
Introduction

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05

Frequently Asked Questions

What services does Marc Cook Crosby offer?
Marc Cook Crosby specializes in Financial Planning, Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in SARATOGA, California for a consultation.
What are Marc Cook Crosby's credentials?
Marc Cook Crosby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marc Cook Crosby located?
Marc Cook Crosby is based in SARATOGA, California, working with SARATOGA RESEARCH & INVESTMENT MANAGEMENT. Their office serves clients in the SARATOGA metropolitan area and surrounding communities.
How does Marc Cook Crosby charge for services?
Marc Cook Crosby's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SARATOGA RESEARCH & INVESTMENT MANAGEMENT?
SARATOGA RESEARCH & INVESTMENT MANAGEMENT has approximately 23 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SARATOGA RESEARCH & INVESTMENT MANAGEMENT

Aileen Kay Braga
SARATOGA, CA
Kevin Peter Tanner
SARATOGA, CA
James Harold Tanner
SARATOGA, CA

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Research
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