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James Harold Tanner

SARATOGA RESEARCH & INVESTMENT MANAGEMENT·SARATOGA, California
Unclaimed Profile
14471 BIG BASIN WAY, SUITE E, SARATOGA, CA 95070CRD# 2393970Firm CRD# 110506
01

About

James Harold Tanner is a registered financial advisor based in SARATOGA, California, affiliated with SARATOGA RESEARCH & INVESTMENT MANAGEMENT. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Fee-Only Advisory
Client Types
Individuals
Institutional Investors
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
AUM
$2.7B
Regulatory assets under management
Employees
23
Total firm employees
View all advisors at SARATOGA RESEARCH & INVESTMENT MANAGEMENT →
Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Other
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 2393970
Firm CRD# 110506
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Harold Tanner offer?
James Harold Tanner specializes in Financial Planning, Investment Management, Retirement Planning, Fee-Only Advisory. Contact their office in SARATOGA, California for a consultation.
What are James Harold Tanner's credentials?
James Harold Tanner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Harold Tanner located?
James Harold Tanner is based in SARATOGA, California, working with SARATOGA RESEARCH & INVESTMENT MANAGEMENT. Their office serves clients in the SARATOGA metropolitan area and surrounding communities.
How does James Harold Tanner charge for services?
James Harold Tanner's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SARATOGA RESEARCH & INVESTMENT MANAGEMENT?
SARATOGA RESEARCH & INVESTMENT MANAGEMENT has approximately 23 employees and manages $2.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in SARATOGA
Kevin Peter Tanner — SARATOGA RESEARCH & INVESTMENT MANAGEMENTAileen Kay Braga — SARATOGA RESEARCH & INVESTMENT MANAGEMENTDavid Mauney — DE NOVO VENTURES SERVICES, LLCSteven Schlossareck — QTV CAPITAL, LLCRandall R Meals — QTV CAPITAL, LLC
Nearby cities in California
SAN FRANCISCO (3797)LOS ANGELES (2042)MENLO PARK (796)SAN DIEGO (729)PALO ALTO (715)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideMENLO PARK GuideSAN DIEGO GuidePALO ALTO Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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