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SARATOGA RESEARCH & INVESTMENT MANAGEMENT
SARATOGA RESEARCH & INVESTMENT MANAGEMENT
SARATOGA, California
·
4 registered advisors
·
CRD# 110506
SEC# 801-57695
5
(408) 741-2330
01
Firm Overview
AUM
$2.7B
Regulatory assets under management
Employees
23
Total firm employees
Advisors
4
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Other
Compensation
Percentage of AUM
03
Specialties
Financial Planning
Investment Management
Retirement Planning
Fee-Only Advisory
04
Advisors at SARATOGA RESEARCH & INVESTMENT MANAGEMENT
4 registered advisors
Aileen Kay Braga
SARATOGA, California
CRD# 2241901
James Harold Tanner
SARATOGA, California
CRD# 2393970
Kevin Peter Tanner
SARATOGA, California
CRD# 1397749
Marc Cook Crosby
SARATOGA, California
CRD# 6135326
05
Office Locations
SARATOGA, California
4 advisors
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Data sourced from SEC Form ADV filings. SARATOGA RESEARCH & INVESTMENT MANAGEMENT (CRD# 110506) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.