Unclaimed Profile

Yanjuan Huang

VIENNA ASSET MANAGEMENT LLC·SARATOGA, California

SIE, Series 7, Series 63, Series 66CFPClean record10 years registeredVIENNA ASSET MANAGEMENT LLC

14657 BIG BASIN WAY, SARATOGA, CA 95070CRD# 5967869Firm CRD# 299725

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Yanjuan Huang · SARATOGA, CA

Registration

CRD #5967869 · VIENNA ASSET MANAGEMENT LLC · 10 years registered

Brand Profile

Not yet started

Career History

VIENNA ASSET MANAGEMENT LLC

Jan 2019 – present

WESTERN INTERNATIONAL SECURITIES

May 2017 – Dec 2019

San Jose, CA

UBS FINANCIAL SERVICES INC.

Jun 2016 – Jun 2017

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · June 10, 2016

Years registered · 10

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VIENNA ASSET MANAGEMENT LLC

CRD 299725 · SEC 801-122371

AUM

$204M

Regulatory assets under management

Employees

119 client accounts

Services offered by VIENNA ASSET MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VIENNA ASSET MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Yanjuan Huang offer?

Yanjuan Huang specializes in Financial Planning, Investment Management. Contact their office in SARATOGA, California for a consultation.

What are Yanjuan Huang's credentials?

Yanjuan Huang holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Yanjuan Huang located?

Yanjuan Huang is based in SARATOGA, California, working with VIENNA ASSET MANAGEMENT LLC. Their office serves clients in the SARATOGA metropolitan area and surrounding communities.

How does Yanjuan Huang charge for services?

Yanjuan Huang's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VIENNA ASSET MANAGEMENT LLC?

VIENNA ASSET MANAGEMENT LLC has approximately 4 employees and manages $204M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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