Unclaimed Profile

Gurpreet Singh Chandhoke

VII PEAKS CAPITAL LLC·SANTA MONICA, California

SIE, Series 7, Series 63, Series 6615 years registeredVII PEAKS CAPITAL LLC

1431 OCEAN AVENUE, SANTA MONICA, CA 90401CRD# 4999369Firm CRD# 153825

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gurpreet Singh Chandhoke · SANTA MONICA, CA

Registration

CRD #4999369 · VII PEAKS CAPITAL LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VII PEAKS CAPITAL LLC

VII PEAKS CAPITAL LLC

Sep 2011 – Dec 2019

WALNUT CREEK, CA

VII PEAKS CAPITAL LLC

Dec 2010 – Dec 2010

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 66

Registration record

First registered · December 8, 2010

Years registered · 15

Disclosure History

2021Regulatory·Final

2019Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

VII PEAKS CAPITAL LLC

CRD 153825 · SEC 801-71553

AUM

$28M

Regulatory assets under management

Employees

3 client accounts

Services offered by VII PEAKS CAPITAL LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at VII PEAKS CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Gurpreet Singh Chandhoke offer?

Gurpreet Singh Chandhoke specializes in Investment Management, Retirement Planning.

What are Gurpreet Singh Chandhoke's credentials?

Gurpreet Singh Chandhoke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gurpreet Singh Chandhoke located?

Gurpreet Singh Chandhoke is based in SANTA MONICA, California, last registered with VII PEAKS CAPITAL LLC.

How does Gurpreet Singh Chandhoke charge for services?

Gurpreet Singh Chandhoke's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VII PEAKS CAPITAL LLC?

VII PEAKS CAPITAL LLC has approximately 1 employees and manages $28M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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