AdvisorOS Directory
Claim Profile
Unclaimed Profile
SS

Stephen Fitzgerald Shea

VII PEAKS CAPITAL LLC·ORINDA, California
SIE, Series 7, Series 63VII PEAKS CAPITAL LLC
4 ORINDA WAY, ORINDA, CA 94563CRD# 3274649Firm CRD# 153825

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Fitzgerald Shea · ORINDA, CA
Registration
CRD #3274649 · VII PEAKS CAPITAL LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
VII PEAKS CAPITAL LLC
CRD 153825 · SEC 801-71553
AUM
$28M
Regulatory assets under management
Employees
1
3 client accounts
Services offered by VII PEAKS CAPITAL LLC
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
View all advisors at VII PEAKS CAPITAL LLC →
Introduction

Speak with Stephen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Stephen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ORINDA?

Browse all registered financial advisors in ORINDA, California or claim this profile if it's yours.

Browse ORINDA AdvisorsAre you this advisor? Claim profile
04

Frequently Asked Questions

What services does Stephen Fitzgerald Shea offer?
Stephen Fitzgerald Shea specializes in Investment Management, Retirement Planning. Contact their office in ORINDA, California for a consultation.
What are Stephen Fitzgerald Shea's credentials?
Stephen Fitzgerald Shea is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Fitzgerald Shea located?
Stephen Fitzgerald Shea is based in ORINDA, California, working with VII PEAKS CAPITAL LLC. Their office serves clients in the ORINDA metropolitan area and surrounding communities.
How does Stephen Fitzgerald Shea charge for services?
Stephen Fitzgerald Shea's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VII PEAKS CAPITAL LLC?
VII PEAKS CAPITAL LLC has approximately 1 employees and manages $28M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at VII PEAKS CAPITAL LLC

Milton Rafael Balbuena
SANTA MONICA, CA
Rudolph A Galera
ORINDA, CA
Gurpreet Singh Chandhoke
SANTA MONICA, CA
Michelle Elaine Macdonald
SANTA MONICA, CA

More Advisors in ORINDA, California

Lee Wilson Geiger
PENSERRA WEALTH MANAGEMENT LLC·ORINDA, CA
John Audino
URSA FUND MANAGEMENT LLC·ORINDA, CA
Egor Nickolaevich Rybakov
PENSERRA GLOBAL INVESTORS LLC·ORINDA, CA
Jack Edward Andrews
ATHENA INVESTMENT MANAGEMENT·ORINDA, CA
John Cole Williams
WESPAC ADVISORS, LLC·ORINDA, CA
Anthony Castelli
PENSERRA GLOBAL INVESTORS LLC·ORINDA, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
Request removal of this profile