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Lawrence Ross Goodfriend

OCEAN AVENUE CAPITAL ADVISORS, INC.·SANTA MONICA, California
Series 3, Series 65Clean record17 years registeredOCEAN AVENUE CAPITAL ADVISORS, INC.
1299 OCEAN AVE., #333, SANTA MONICA, CA 90401CRD# 5569701Firm CRD# 147637

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Lawrence Ross Goodfriend · SANTA MONICA, CA
Registration
CRD #5569701 · OCEAN AVENUE CAPITAL ADVISORS, INC. · 17 years registered
Brand Profile
Not yet started
01

Career History

Jul 2016present
Jul 2009Dec 2016
SANTA MONICA, CA
Oct 2008May 2009
SANTA MONICA, CA
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 65
Registration record
First registered · October 31, 2008
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
OCEAN AVENUE CAPITAL ADVISORS, INC.
CRD 147637 · SEC 801-78080
AUM
$111M
Regulatory assets under management
Employees
2
138 client accounts
Services offered by OCEAN AVENUE CAPITAL ADVISORS, INC.
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
Introduction

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05

Frequently Asked Questions

What services does Lawrence Ross Goodfriend offer?
Lawrence Ross Goodfriend specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA MONICA, California for a consultation.
What are Lawrence Ross Goodfriend's credentials?
Lawrence Ross Goodfriend is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Lawrence Ross Goodfriend located?
Lawrence Ross Goodfriend is based in SANTA MONICA, California, working with OCEAN AVENUE CAPITAL ADVISORS, INC.. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.
How does Lawrence Ross Goodfriend charge for services?
Lawrence Ross Goodfriend's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OCEAN AVENUE CAPITAL ADVISORS, INC.?
OCEAN AVENUE CAPITAL ADVISORS, INC. has approximately 2 employees and manages $111M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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