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James Bertrum Potts

MSA ADVISORS, LLC·SANTA MONICA, California
SIE, Series 28, Series 99TOClean recordMSA ADVISORS, LLC
3110 MAIN STREET, SANTA MONICA, CA 90405CRD# 6411792Firm CRD# 305170

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Bertrum Potts · SANTA MONICA, CA
Registration
CRD #6411792 · MSA ADVISORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 28
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
MSA ADVISORS, LLC
CRD 305170 · SEC 801-117239
AUM
$8.1B
Regulatory assets under management
Employees
26
116 client accounts
Services offered by MSA ADVISORS, LLC
Per Form ADV
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
View all advisors at MSA ADVISORS, LLC →
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04

Frequently Asked Questions

What services does James Bertrum Potts offer?
James Bertrum Potts specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA MONICA, California for a consultation.
What are James Bertrum Potts's credentials?
James Bertrum Potts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Bertrum Potts located?
James Bertrum Potts is based in SANTA MONICA, California, working with MSA ADVISORS, LLC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.
How does James Bertrum Potts charge for services?
James Bertrum Potts's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MSA ADVISORS, LLC?
MSA ADVISORS, LLC has approximately 26 employees and manages $8.1B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at MSA ADVISORS, LLC

Christine Daniela Banian
SANTA MONICA, CA
Christopher Mark Fillo
SANTA MONICA, CA
Paul David Wachter
SANTA MONICA, CA
Jeremy Brian Szuch
SANTA MONICA, CA

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Research
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