Unclaimed Profile

Marc David Campbell

FIVE OCEANS ADVISORS LLC·SANTA MONICA, California

Series 7, Series 63, Series 65Clean record12 years registeredFIVE OCEANS ADVISORS LLC

2719 4TH STREET, SANTA MONICA, CA 90405CRD# 5789364Firm CRD# 308377

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Marc David Campbell · SANTA MONICA, CA

Registration

CRD #5789364 · FIVE OCEANS ADVISORS LLC · 12 years registered

Brand Profile

Not yet started

Career History

FIVE OCEANS ADVISORS

Apr 2020 – present

TCI WEALTH ADVISORS, INC.

Mar 2014 – Jun 2020

SANTA MONICA, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · March 3, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FIVE OCEANS ADVISORS LLC

CRD 308377 · SEC 801-118502

AUM

$496M

Regulatory assets under management

Employees

571 client accounts

Services offered by FIVE OCEANS ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at FIVE OCEANS ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Marc David Campbell offer?

Marc David Campbell specializes in Financial Planning, Investment Management. Contact their office in SANTA MONICA, California for a consultation.

What are Marc David Campbell's credentials?

Marc David Campbell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Marc David Campbell located?

Marc David Campbell is based in SANTA MONICA, California, working with FIVE OCEANS ADVISORS LLC. Their office serves clients in the SANTA MONICA metropolitan area and surrounding communities.

How does Marc David Campbell charge for services?

Marc David Campbell's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIVE OCEANS ADVISORS LLC?

FIVE OCEANS ADVISORS LLC has approximately 7 employees and manages $496M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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