Unclaimed Profile

Rudolph A Galera

VII PEAKS CAPITAL LLC·ORINDA, California

Series 7, Series 63, Series 6520 years registeredVII PEAKS CAPITAL LLC

4 ORINDA WAY, ORINDA, CA 94563CRD# 2487110Firm CRD# 153825

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rudolph A Galera · ORINDA, CA

Registration

CRD #2487110 · VII PEAKS CAPITAL LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VII PEAKS CAPITAL LLC

VII PEAKS CAPITAL LLC

Aug 2013 – Feb 2019

ORINDA, CA

HARRIS MYCFO, LLC

Feb 2007 – Aug 2013

PALO ALTO, CA

HARRIS INVESTOR SERVICES, INC.

Dec 2005 – Nov 2006

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · December 16, 2005

Years registered · 20

Disclosure History

1996Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

VII PEAKS CAPITAL LLC

CRD 153825 · SEC 801-71553

AUM

$28M

Regulatory assets under management

Employees

3 client accounts

Services offered by VII PEAKS CAPITAL LLC

Per Form ADV

Portfolio management (pooled investments)

Pension consulting

Client types served by the firm

Per Form ADV

Institutional Investors

Pension & Retirement Plans

View all advisors at VII PEAKS CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Rudolph A Galera offer?

Rudolph A Galera specializes in Investment Management, Retirement Planning.

What are Rudolph A Galera's credentials?

Rudolph A Galera is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rudolph A Galera located?

Rudolph A Galera is based in ORINDA, California, last registered with VII PEAKS CAPITAL LLC.

How does Rudolph A Galera charge for services?

Rudolph A Galera's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VII PEAKS CAPITAL LLC?

VII PEAKS CAPITAL LLC has approximately 1 employees and manages $28M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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