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Rudolph A Galera

VII PEAKS CAPITAL LLC·ORINDA, California
Unclaimed Profile
4 ORINDA WAY, ORINDA, CA 94563CRD# 2487110Firm CRD# 153825
01

About

Rudolph A Galera is a registered financial advisor based in ORINDA, California, affiliated with VII PEAKS CAPITAL LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
VII PEAKS CAPITAL LLC
VII PEAKS CAPITAL LLC
AUM
$28M
Regulatory assets under management
Employees
1
Total firm employees
Services
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 2487110
Firm CRD# 153825
4 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Rudolph A Galera offer?
Rudolph A Galera specializes in Investment Management, Retirement Planning. Contact their office in ORINDA, California for a consultation.
What are Rudolph A Galera's credentials?
Rudolph A Galera is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Rudolph A Galera located?
Rudolph A Galera is based in ORINDA, California, working with VII PEAKS CAPITAL LLC. Their office serves clients in the ORINDA metropolitan area and surrounding communities.
How does Rudolph A Galera charge for services?
Rudolph A Galera's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VII PEAKS CAPITAL LLC?
VII PEAKS CAPITAL LLC has approximately 1 employees and manages $28M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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