Unclaimed Profile

Benjamin William Wong

FOOTHILL SECURITIES, INC.·MOUNTAIN VIEW, California

SIE, Series 7, Series 24, Series 51, Series 63CFPClean record28 years registeredFOOTHILL SECURITIES, INC.

150 E. DANA STREET, MOUNTAIN VIEW, CA 94041CRD# 1211472Firm CRD# 1027

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Benjamin William Wong · MOUNTAIN VIEW, CA

Registration

CRD #1211472 · FOOTHILL SECURITIES, INC. · 28 years registered

Brand Profile

Not yet started

Career History

MARINER

Jan 2022 – present

COMMONWEALTH FINANCIAL NETWORK

Aug 2014 – Dec 2021

ROSEVILLE, CA

FINANCIAL TELESIS, INC.

Aug 2008 – Aug 2014

PLEASANTON, CA

FOOTHILL SECURITIES, INC.

Dec 1997 – Aug 2008

PLEASANTON, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Registration record

First registered · December 19, 1997

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FOOTHILL SECURITIES, INC.

CRD 1027 · SEC 801-57293

AUM

$1.2B

Regulatory assets under management

Employees

268

6,953 client accounts

Services offered by FOOTHILL SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FOOTHILL SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Benjamin William Wong offer?

Benjamin William Wong specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MOUNTAIN VIEW, California for a consultation.

What are Benjamin William Wong's credentials?

Benjamin William Wong holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Benjamin William Wong located?

Benjamin William Wong is based in MOUNTAIN VIEW, California, working with FOOTHILL SECURITIES, INC.. Their office serves clients in the MOUNTAIN VIEW metropolitan area and surrounding communities.

How does Benjamin William Wong charge for services?

Benjamin William Wong's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions, other: third party asset management fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FOOTHILL SECURITIES, INC.?

FOOTHILL SECURITIES, INC. has approximately 268 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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