Unclaimed Profile

Robert Alan Brown

EQIS CAPITAL MANAGEMENT INC.·SAN RAFAEL, California

SIE, Series 7, Series 63, Series 65CFAClean record13 years registeredEQIS CAPITAL MANAGEMENT INC.

1299 4TH ST., STE 502, SAN RAFAEL, CA 94901CRD# 6082866Firm CRD# 126052

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Alan Brown · SAN RAFAEL, CA

Registration

CRD #6082866 · EQIS CAPITAL MANAGEMENT INC. · 13 years registered

Brand Profile

Not yet started

Career History

INTEGRATED WEALTH CONCEPTS LLC

Jun 2024 – present

INTEGRATED WEALTH CONCEPTS LLC

Jul 2017 – May 2024

WALTHAM, MA

EQIS CAPITAL MANAGEMENT

Mar 2013 – Jun 2014

SAN RAFAEL, CA

UNITED CAPITAL FINANCIAL ADVISERS

Mar 2013 – May 2017

NEWPORT BEACH, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · March 4, 2013

Years registered · 13

Professional designation · CFA

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FREEDOM INVESTMENT MANAGEMENT, INC.

CRD 126052 · SEC 801-68642

AUM

$2.0B

Regulatory assets under management

Employees

13,073 client accounts

Services offered by FREEDOM INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at FREEDOM INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Robert Alan Brown offer?

Robert Alan Brown specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SAN RAFAEL, California for a consultation.

What are Robert Alan Brown's credentials?

Robert Alan Brown holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Robert Alan Brown located?

Robert Alan Brown is based in SAN RAFAEL, California, working with EQIS CAPITAL MANAGEMENT INC.. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.

How does Robert Alan Brown charge for services?

Robert Alan Brown's firm is compensated through percentage of aum, other: minimum monthly account fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQIS CAPITAL MANAGEMENT INC.?

EQIS CAPITAL MANAGEMENT INC. has approximately 43 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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