Unclaimed Profile

Scott Christopher Winters

FREEDOM INVESTMENT MANAGEMENT, INC.·HARTFORD, Connecticut

SIE, Series 7, Series 24, Series 63, Series 6523 years registeredFREEDOM INVESTMENT MANAGEMENT, INC.

100 CONSTITUTION PLZ, HARTFORD, CT 06103-1703CRD# 2598188Firm CRD# 126052

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Scott Christopher Winters · HARTFORD, CT

Registration

CRD #2598188 · FREEDOM INVESTMENT MANAGEMENT, INC. · 23 years registered

Brand Profile

Not yet started

Career History

FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC

Sep 2021 – present

FORTA FINANCIAL GROUP, INC.

Dec 2018 – Sep 2021

Austin, TX

EQIS CAPITAL MANAGEMENT

May 2003 – Aug 2006

OAKBROOK TERRACE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 13, 2003

Years registered · 23

Disclosure History

2003Regulatory·Final

1999Customer Dispute·Denied

1999Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FREEDOM INVESTMENT MANAGEMENT, INC.

CRD 126052 · SEC 801-68642

AUM

$2.0B

Regulatory assets under management

Employees

13,073 client accounts

Services offered by FREEDOM INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at FREEDOM INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Scott Christopher Winters offer?

Scott Christopher Winters specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HARTFORD, Connecticut for a consultation.

What are Scott Christopher Winters's credentials?

Scott Christopher Winters is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Scott Christopher Winters located?

Scott Christopher Winters is based in HARTFORD, Connecticut, working with FREEDOM INVESTMENT MANAGEMENT, INC.. Their office serves clients in the HARTFORD metropolitan area and surrounding communities.

How does Scott Christopher Winters charge for services?

Scott Christopher Winters's firm is compensated through percentage of aum, other: minimum monthly account fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FREEDOM INVESTMENT MANAGEMENT, INC.?

FREEDOM INVESTMENT MANAGEMENT, INC. has approximately 43 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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