Unclaimed Profile

Susan Lawson Woodard

EQIS CAPITAL MANAGEMENT INC.·SAN RAFAEL, California

SIE, Series 4, Series 7, Series 14, Series 24, Series 31, Series 52TO, Series 53, Series 66Clean record24 years registeredEQIS CAPITAL MANAGEMENT INC.

1000 4TH ST., STE 650, SAN RAFAEL, CA 94901CRD# 4225106Firm CRD# 126052

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Susan Lawson Woodard · SAN RAFAEL, CA

Registration

CRD #4225106 · EQIS CAPITAL MANAGEMENT INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EQIS CAPITAL MANAGEMENT INC.

BLACKROCK FUND ADVISORS

Aug 2009 – Jan 2014

SAN FRANCISCO, CA

EASTERN POINT ADVISORS INC.

Mar 2002 – Jul 2002

LYNNFIELD, MA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 31

Series 52TO

Series 53

Series 66

Registration record

First registered · March 2, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FREEDOM INVESTMENT MANAGEMENT, INC.

CRD 126052 · SEC 801-68642

AUM

$2.0B

Regulatory assets under management

Employees

13,073 client accounts

Services offered by FREEDOM INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at FREEDOM INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Susan Lawson Woodard offer?

Susan Lawson Woodard specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Susan Lawson Woodard's credentials?

Susan Lawson Woodard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Susan Lawson Woodard located?

Susan Lawson Woodard is based in SAN RAFAEL, California, last registered with EQIS CAPITAL MANAGEMENT INC..

How does Susan Lawson Woodard charge for services?

Susan Lawson Woodard's firm is compensated through percentage of aum, other: minimum monthly account fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQIS CAPITAL MANAGEMENT INC.?

EQIS CAPITAL MANAGEMENT INC. has approximately 43 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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