Unclaimed Profile

Anthony Marcus Orestano

EQIS CAPITAL MANAGEMENT INC.·SAN RAFAEL, California

SIE, Series 7, Series 9, Series 10, Series 66Clean record19 years registeredEQIS CAPITAL MANAGEMENT INC.

1000 4TH ST., STE 650, SAN RAFAEL, CA 94901CRD# 3225166Firm CRD# 126052

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Anthony Marcus Orestano · SAN RAFAEL, CA

Registration

CRD #3225166 · EQIS CAPITAL MANAGEMENT INC. · 19 years registered

Brand Profile

Not yet started

Career History

ALLSPRING FUNDS DISTRIBUTOR, LLC

Aug 2020 – present

ALLSPRING FUNDS MANAGEMENT, LLC

Aug 2020 – present

WELLS FARGO CLEARING SERVICES, LLC

Sep 2017 – Oct 2019

SAN DIEGO, CA

MML INVESTORS SERVICES, LLC

Nov 2016 – Feb 2017

Meridian, ID

EQIS CAPITAL MANAGEMENT

Oct 2015 – Mar 2016

SAN RAFAEL, CA

INDEPENDENT FINANCIAL GROUP, LLC

Jun 2011 – Jul 2015

SAN DIEGO, CA

GENWORTH FINANCIAL WEALTH MANAGEMENT, INC.

Dec 2008 – May 2011

CONCORD, CA

LPL FINANCIAL CORPORATION

Mar 2007 – Oct 2008

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 66

Registration record

First registered · March 9, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FREEDOM INVESTMENT MANAGEMENT, INC.

CRD 126052 · SEC 801-68642

AUM

$2.0B

Regulatory assets under management

Employees

13,073 client accounts

Services offered by FREEDOM INVESTMENT MANAGEMENT, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at FREEDOM INVESTMENT MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Anthony Marcus Orestano offer?

Anthony Marcus Orestano specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SAN RAFAEL, California for a consultation.

What are Anthony Marcus Orestano's credentials?

Anthony Marcus Orestano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Anthony Marcus Orestano located?

Anthony Marcus Orestano is based in SAN RAFAEL, California, working with EQIS CAPITAL MANAGEMENT INC.. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.

How does Anthony Marcus Orestano charge for services?

Anthony Marcus Orestano's firm is compensated through percentage of aum, other: minimum monthly account fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EQIS CAPITAL MANAGEMENT INC.?

EQIS CAPITAL MANAGEMENT INC. has approximately 43 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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