Unclaimed Profile

Michael Gregory Smith

DEFINED FINANCIAL PLANNING LLC·SAN RAFAEL, California

Series 2Clean record20 years registeredDEFINED FINANCIAL PLANNING LLC

899 NORTHGATE DR, SAN RAFAEL, CA 94903CRD# 2558680Firm CRD# 310137

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Gregory Smith · SAN RAFAEL, CA

Registration

CRD #2558680 · DEFINED FINANCIAL PLANNING LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DEFINED FINANCIAL PLANNING LLC

DEFINED FINANCIAL PLANNING LLC

Jul 2022 – Nov 2025

San Rafael, CA

ANNADEL CAPITAL

Feb 2012 – Sep 2022

SAN RAFAEL, CA

ANNADEL CAPITAL

Jul 2006 – Dec 2011

SAN RAFAEL, CA

Registrations & Exams

FINRA examinations passed

Series 2

Registration record

First registered · July 26, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DEFINED FINANCIAL PLANNING LLC

CRD 310137 · SEC 801-126370

AUM

$114M

Regulatory assets under management

Employees

255 client accounts

Services offered by DEFINED FINANCIAL PLANNING LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DEFINED FINANCIAL PLANNING LLC →

Introduction

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Frequently Asked Questions

What services does Michael Gregory Smith offer?

Michael Gregory Smith specializes in Financial Planning, Investment Management.

What are Michael Gregory Smith's credentials?

Michael Gregory Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Gregory Smith located?

Michael Gregory Smith is based in SAN RAFAEL, California, last registered with DEFINED FINANCIAL PLANNING LLC.

How does Michael Gregory Smith charge for services?

Michael Gregory Smith's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DEFINED FINANCIAL PLANNING LLC?

DEFINED FINANCIAL PLANNING LLC has approximately 5 employees and manages $114M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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