Unclaimed Profile

Eric Arthur Winterhalter

TRAN CAPITAL MANAGEMENT, L.P.·SAN RAFAEL, California

Clean recordTRAN CAPITAL MANAGEMENT, L.P.

1000 4TH ST, SAN RAFAEL, CA 94901CRD# 2264641Firm CRD# 107049

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric Arthur Winterhalter · SAN RAFAEL, CA

Registration

CRD #2264641 · TRAN CAPITAL MANAGEMENT, L.P.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Eric Arthur Winterhalter is a registered financial advisor based in SAN RAFAEL, California, affiliated with TRAN CAPITAL MANAGEMENT, L.P.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Investment Management

Wealth Management

Fee-Only Advisory

Client Types

Individuals

Institutional Investors

Introduction

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Firm Overview

Firm

TRAN CAPITAL MANAGEMENT, L.P.

AUM

$945M

Regulatory assets under management

Employees

Total firm employees

View all advisors at TRAN CAPITAL MANAGEMENT, L.P. →

Services

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Background

Compensation

Percentage of AUM

Regulatory

SEC/IARD CRD# 2264641

Firm CRD# 107049

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Eric Arthur Winterhalter offer?

Eric Arthur Winterhalter specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SAN RAFAEL, California for a consultation.

What are Eric Arthur Winterhalter's credentials?

Eric Arthur Winterhalter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric Arthur Winterhalter located?

Eric Arthur Winterhalter is based in SAN RAFAEL, California, working with TRAN CAPITAL MANAGEMENT, L.P.. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.

How does Eric Arthur Winterhalter charge for services?

Eric Arthur Winterhalter's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRAN CAPITAL MANAGEMENT, L.P.?

TRAN CAPITAL MANAGEMENT, L.P. has approximately 7 employees and manages $945M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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