Unclaimed Profile

Eric Arthur Winterhalter

TRAN CAPITAL MANAGEMENT, L.P.·SAN RAFAEL, California

SIE, Series 6, Series 7, Series 26, Series 63, Series 65Clean record11 years registeredTRAN CAPITAL MANAGEMENT, L.P.

1000 4TH ST, SAN RAFAEL, CA 94901CRD# 2264641Firm CRD# 107049

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric Arthur Winterhalter · SAN RAFAEL, CA

Registration

CRD #2264641 · TRAN CAPITAL MANAGEMENT, L.P. · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRAN CAPITAL MANAGEMENT, L.P.

TRAN CAPITAL MANAGEMENT, L.P.

Feb 2015 – Dec 2025

SAN RAFAEL, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 26

Series 63

Series 65

Registration record

First registered · February 26, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRAN CAPITAL MANAGEMENT, L.P.

CRD 107049 · SEC 801-9747

AUM

$945M

Regulatory assets under management

Employees

337 client accounts

Services offered by TRAN CAPITAL MANAGEMENT, L.P.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at TRAN CAPITAL MANAGEMENT, L.P. →

Introduction

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Frequently Asked Questions

What services does Eric Arthur Winterhalter offer?

Eric Arthur Winterhalter specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Eric Arthur Winterhalter's credentials?

Eric Arthur Winterhalter is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Eric Arthur Winterhalter located?

Eric Arthur Winterhalter is based in SAN RAFAEL, California, last registered with TRAN CAPITAL MANAGEMENT, L.P..

How does Eric Arthur Winterhalter charge for services?

Eric Arthur Winterhalter's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRAN CAPITAL MANAGEMENT, L.P.?

TRAN CAPITAL MANAGEMENT, L.P. has approximately 7 employees and manages $945M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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