Unclaimed Profile

Brianna Nicole Gutierrez

DEFINED FINANCIAL PLANNING LLC·SAN RAFAEL, California

Series 65Clean record7 years registeredDEFINED FINANCIAL PLANNING LLC

899 NORTHGATE DR, SAN RAFAEL, CA 94903CRD# 6986508Firm CRD# 310137

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brianna Nicole Gutierrez · SAN RAFAEL, CA

Registration

CRD #6986508 · DEFINED FINANCIAL PLANNING LLC · 7 years registered

Brand Profile

Not yet started

Career History

MARINER

Nov 2025 – present

DEFINED FINANCIAL PLANNING LLC

Aug 2022 – Nov 2025

NOVATO, CA

ALLWORTH FINANCIAL, L.P.

May 2021 – Aug 2022

Walnut Creek, CA

SHONE WEALTH MANAGEMENT

Jan 2019 – Aug 2021

WALNUT CREEK, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 31, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DEFINED FINANCIAL PLANNING LLC

CRD 310137 · SEC 801-126370

AUM

$114M

Regulatory assets under management

Employees

255 client accounts

Services offered by DEFINED FINANCIAL PLANNING LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DEFINED FINANCIAL PLANNING LLC →

Introduction

Speak with Brianna

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Brianna is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN RAFAEL?

Browse all registered financial advisors in SAN RAFAEL, California or claim this profile if it's yours.

Browse SAN RAFAEL Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Brianna Nicole Gutierrez offer?

Brianna Nicole Gutierrez specializes in Financial Planning, Investment Management. Contact their office in SAN RAFAEL, California for a consultation.

What are Brianna Nicole Gutierrez's credentials?

Brianna Nicole Gutierrez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brianna Nicole Gutierrez located?

Brianna Nicole Gutierrez is based in SAN RAFAEL, California, working with DEFINED FINANCIAL PLANNING LLC. Their office serves clients in the SAN RAFAEL metropolitan area and surrounding communities.

How does Brianna Nicole Gutierrez charge for services?

Brianna Nicole Gutierrez's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DEFINED FINANCIAL PLANNING LLC?

DEFINED FINANCIAL PLANNING LLC has approximately 5 employees and manages $114M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →