Unclaimed Profile

Quoc Kinh Tran

TRAN CAPITAL MANAGEMENT, L.P.·SAN RAFAEL, California

Series 3, Series 7, Series 63, Series 65Clean record12 years registeredTRAN CAPITAL MANAGEMENT, L.P.

1000 4TH ST, SAN RAFAEL, CA 94901CRD# 2808598Firm CRD# 107049

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Quoc Kinh Tran · SAN RAFAEL, CA

Registration

CRD #2808598 · TRAN CAPITAL MANAGEMENT, L.P. · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRAN CAPITAL MANAGEMENT, L.P.

TRAN CAPITAL MANAGEMENT, L.P.

Aug 2013 – Dec 2025

SAN RAFAEL, CA

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · August 28, 2013

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRAN CAPITAL MANAGEMENT, L.P.

CRD 107049 · SEC 801-9747

AUM

$945M

Regulatory assets under management

Employees

337 client accounts

Services offered by TRAN CAPITAL MANAGEMENT, L.P.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at TRAN CAPITAL MANAGEMENT, L.P. →

Introduction

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Frequently Asked Questions

What services does Quoc Kinh Tran offer?

Quoc Kinh Tran specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Quoc Kinh Tran's credentials?

Quoc Kinh Tran is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Quoc Kinh Tran located?

Quoc Kinh Tran is based in SAN RAFAEL, California, last registered with TRAN CAPITAL MANAGEMENT, L.P..

How does Quoc Kinh Tran charge for services?

Quoc Kinh Tran's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRAN CAPITAL MANAGEMENT, L.P.?

TRAN CAPITAL MANAGEMENT, L.P. has approximately 7 employees and manages $945M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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