Unclaimed Profile

John Richard Shepherd

LATEEF INVESTMENT MANAGEMENT, LP.·GREENBRAE, California

SIE, Series 6, Series 7, Series 7TO, Series 26, Series 63, Series 65Clean record15 years registeredLATEEF INVESTMENT MANAGEMENT, LP.

300 DRAKES LANDING ROAD, GREENBRAE, CA 94904-3123CRD# 732037Firm CRD# 107049

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Richard Shepherd · GREENBRAE, CA

Registration

CRD #732037 · LATEEF INVESTMENT MANAGEMENT, LP. · 15 years registered

Brand Profile

Not yet started

Career History

BLUEDOOR PRIVATE WEALTH, LLC

Apr 2026 – present

FAIRBANKS CAPITAL MANAGEMENT, INC.

Feb 2019 – Apr 2026

Port Saint Lucie, FL

MANSFIELD INVESTMENT MANAGEMENT

May 2018 – Dec 2018

PORTLAND, OR

MANSFIELD INVESTMENT MANAGEMENT

Mar 2018 – Apr 2018

PORTLAND, OR

CUNA BROKERAGE SERVICES, INC.

Oct 2015 – Feb 2018

Tillamook, OR

CETERA INVESTMENT ADVISERS LLC

Jan 2015 – Oct 2015

PORTLAND, OR

EAST COAST ASSET MANAGEMENT, LLC

Jun 2014 – Nov 2014

ESSEX, MA

LATEEF INVESTMENT MANAGEMENT, LP.

May 2011 – Jun 2013

GREENBRAE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 7TO

Series 26

Series 63

Series 65

Registration record

First registered · May 24, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRAN CAPITAL MANAGEMENT, L.P.

CRD 107049 · SEC 801-9747

AUM

$945M

Regulatory assets under management

Employees

337 client accounts

Services offered by TRAN CAPITAL MANAGEMENT, L.P.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at TRAN CAPITAL MANAGEMENT, L.P. →

Introduction

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Frequently Asked Questions

What services does John Richard Shepherd offer?

John Richard Shepherd specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in GREENBRAE, California for a consultation.

What are John Richard Shepherd's credentials?

John Richard Shepherd is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Richard Shepherd located?

John Richard Shepherd is based in GREENBRAE, California, working with LATEEF INVESTMENT MANAGEMENT, LP.. Their office serves clients in the GREENBRAE metropolitan area and surrounding communities.

How does John Richard Shepherd charge for services?

John Richard Shepherd's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LATEEF INVESTMENT MANAGEMENT, LP.?

LATEEF INVESTMENT MANAGEMENT, LP. has approximately 7 employees and manages $945M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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