Unclaimed Profile

Kathleen Van Der Wal

LATEEF INVESTMENT MANAGEMENT, LP.·GREENBRAE, California

SIE, Series 6, Series 7, Series 24, Series 63, Series 65Clean record15 years registeredLATEEF INVESTMENT MANAGEMENT, LP.

300 DRAKES LANDING ROAD, GREENBRAE, CA 94904-3123CRD# 1615263Firm CRD# 107049

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathleen Van Der Wal · GREENBRAE, CA

Registration

CRD #1615263 · LATEEF INVESTMENT MANAGEMENT, LP. · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LATEEF INVESTMENT MANAGEMENT, LP.

LATEEF INVESTMENT MANAGEMENT, LP.

Aug 2016 – Jun 2018

GREENBRAE, CA

BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS

Feb 2011 – Apr 2015

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · February 4, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRAN CAPITAL MANAGEMENT, L.P.

CRD 107049 · SEC 801-9747

AUM

$945M

Regulatory assets under management

Employees

337 client accounts

Services offered by TRAN CAPITAL MANAGEMENT, L.P.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at TRAN CAPITAL MANAGEMENT, L.P. →

Introduction

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Frequently Asked Questions

What services does Kathleen Van Der Wal offer?

Kathleen Van Der Wal specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Kathleen Van Der Wal's credentials?

Kathleen Van Der Wal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathleen Van Der Wal located?

Kathleen Van Der Wal is based in GREENBRAE, California, last registered with LATEEF INVESTMENT MANAGEMENT, LP..

How does Kathleen Van Der Wal charge for services?

Kathleen Van Der Wal's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LATEEF INVESTMENT MANAGEMENT, LP.?

LATEEF INVESTMENT MANAGEMENT, LP. has approximately 7 employees and manages $945M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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