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Wendy Catherine Bastis

THE PORTOLA GROUP INC·SAN JOSE, California
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3150 ALMADEN EXPY, SAN JOSE, CA 95118-1250CRD# 2777376Firm CRD# 105359
01

About

Wendy Catherine Bastis is a registered financial advisor based in SAN JOSE, California, affiliated with THE PORTOLA GROUP INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
THE PORTOLA GROUP INC
THE PORTOLA GROUP INC
AUM
$47M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at THE PORTOLA GROUP INC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: A FLAT ANNUAL RETAINER FEE (PAID QUARTERLY)
Regulatory
SEC/IARD CRD# 2777376
Firm CRD# 105359
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Wendy Catherine Bastis offer?
Wendy Catherine Bastis specializes in Financial Planning, Investment Management. Contact their office in SAN JOSE, California for a consultation.
What are Wendy Catherine Bastis's credentials?
Wendy Catherine Bastis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wendy Catherine Bastis located?
Wendy Catherine Bastis is based in SAN JOSE, California, working with THE PORTOLA GROUP INC. Their office serves clients in the SAN JOSE metropolitan area and surrounding communities.
How does Wendy Catherine Bastis charge for services?
Wendy Catherine Bastis's firm is compensated through percentage of aum, subscription fees, other: a flat annual retainer fee (paid quarterly). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THE PORTOLA GROUP INC?
THE PORTOLA GROUP INC has approximately 1 employees and manages $47M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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City Guides
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Research
Advisor Fees in CaliforniaNational Fee Analysis
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