Unclaimed Profile

David Elliot Faulk

THE PORTOLA GROUP INC·MENLO PARK, California

Series 65Clean record20 years registeredTHE PORTOLA GROUP INC

3000 SAND HILL RD, MENLO PARK, CA 94025-7103CRD# 5021007Firm CRD# 105359

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Elliot Faulk · MENLO PARK, CA

Registration

CRD #5021007 · THE PORTOLA GROUP INC · 20 years registered

Brand Profile

Not yet started

Career History

MONTAGE FINANCIAL ADVISORS

May 2020 – present

JOHANSON FINANCIAL ADVISORS, INC.

Jan 2015 – Jun 2020

CAMPBELL, CA

THE PORTOLA GROUP INC

Dec 2005 – Nov 2015

MENLO PARK, CA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · December 15, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE PORTOLA GROUP INC

CRD 105359 · SEC 801-14344

AUM

$47M

Regulatory assets under management

Employees

48 client accounts

Services offered by THE PORTOLA GROUP INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE PORTOLA GROUP INC →

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MENLO PARK?

Browse all registered financial advisors in MENLO PARK, California or claim this profile if it's yours.

Browse MENLO PARK Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David Elliot Faulk offer?

David Elliot Faulk specializes in Financial Planning, Investment Management. Contact their office in MENLO PARK, California for a consultation.

What are David Elliot Faulk's credentials?

David Elliot Faulk is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Elliot Faulk located?

David Elliot Faulk is based in MENLO PARK, California, working with THE PORTOLA GROUP INC. Their office serves clients in the MENLO PARK metropolitan area and surrounding communities.

How does David Elliot Faulk charge for services?

David Elliot Faulk's firm is compensated through percentage of aum, subscription fees, other: a flat annual retainer fee (paid quarterly). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE PORTOLA GROUP INC?

THE PORTOLA GROUP INC has approximately 1 employees and manages $47M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →