Unclaimed Profile

Thomas William Six

THE PORTOLA GROUP INC·MENLO PARK, California

SIE, Series 2, Series 7, Series 65, Series 66Clean record29 years registeredTHE PORTOLA GROUP INC

3000 SAND HILL RD, MENLO PARK, CA 94025-7103CRD# 2586321Firm CRD# 105359

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas William Six · MENLO PARK, CA

Registration

CRD #2586321 · THE PORTOLA GROUP INC · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE PORTOLA GROUP INC

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.

Aug 2018 – Apr 2021

Palo Alto, CA

RBC CAPITAL MARKETS, LLC

Jan 2015 – Aug 2018

SAN FRANCISCO, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Apr 2014 – Jan 2015

MENLO PARK, CA

THE PORTOLA GROUP INC

Jul 1997 – Dec 2013

MENLO PARK, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 7

Series 65

Series 66

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE PORTOLA GROUP INC

CRD 105359 · SEC 801-14344

AUM

$47M

Regulatory assets under management

Employees

48 client accounts

Services offered by THE PORTOLA GROUP INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE PORTOLA GROUP INC →

Introduction

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Frequently Asked Questions

What services does Thomas William Six offer?

Thomas William Six specializes in Financial Planning, Investment Management.

What are Thomas William Six's credentials?

Thomas William Six is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas William Six located?

Thomas William Six is based in MENLO PARK, California, last registered with THE PORTOLA GROUP INC.

How does Thomas William Six charge for services?

Thomas William Six's firm is compensated through percentage of aum, subscription fees, other: a flat annual retainer fee (paid quarterly). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE PORTOLA GROUP INC?

THE PORTOLA GROUP INC has approximately 1 employees and manages $47M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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