Unclaimed Profile

Winfield Scott Stauffer

BETTERWEALTH LLC·SAN JOSE, California

SIE, Series 7, Series 63, Series 65Clean record19 years registeredBETTERWEALTH LLC

1475 SARATOGA AVENUE, SAN JOSE, CA 95129CRD# 4488351Firm CRD# 226661

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Winfield Scott Stauffer · SAN JOSE, CA

Registration

CRD #4488351 · BETTERWEALTH LLC · 19 years registered

Brand Profile

Not yet started

Career History

BETTERWEALTH LLC

Jul 2015 – present

WEALTH DESIGN, LLC

Oct 2012 – Jul 2015

CAMPBELL, CA

EDWARD JONES

Sep 2006 – Oct 2012

CUPERTINO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 21, 2006

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BETTERWEALTH LLC

CRD 226661 · SEC 801-96317

AUM

$502M

Regulatory assets under management

Employees

1,254 client accounts

Services offered by BETTERWEALTH LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BETTERWEALTH LLC →

Introduction

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Frequently Asked Questions

What services does Winfield Scott Stauffer offer?

Winfield Scott Stauffer specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SAN JOSE, California for a consultation.

What are Winfield Scott Stauffer's credentials?

Winfield Scott Stauffer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Winfield Scott Stauffer located?

Winfield Scott Stauffer is based in SAN JOSE, California, working with BETTERWEALTH LLC. Their office serves clients in the SAN JOSE metropolitan area and surrounding communities.

How does Winfield Scott Stauffer charge for services?

Winfield Scott Stauffer's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BETTERWEALTH LLC?

BETTERWEALTH LLC has approximately 6 employees and manages $502M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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