Unclaimed Profile

Ronald Jay Howard

SIENA WEALTH MANAGEMENT, INC.·SAN JOSE, California

Series 1, Series 24, Series 63Clean record17 years registeredSIENA WEALTH MANAGEMENT, INC.

1550 THE ALAMEDA, SAN JOSE, CA 95126CRD# 251327Firm CRD# 146902

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Jay Howard · SAN JOSE, CA

Registration

CRD #251327 · SIENA WEALTH MANAGEMENT, INC. · 17 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SIENA WEALTH MANAGEMENT, INC.

ALLWORTH FINANCIAL, L.P.

Oct 2019 – Jan 2024

Campbell, CA

SIENA WEALTH MANAGEMENT, INC.

Sep 2008 – Nov 2019

SAN JOSE, CA

Registrations & Exams

FINRA examinations passed

Series 1

Series 24

Series 63

Registration record

First registered · September 8, 2008

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SIENA WEALTH MANAGEMENT, INC.

CRD 146902 · SEC 801-69178

AUM

$235M

Regulatory assets under management

Employees

888 client accounts

Services offered by SIENA WEALTH MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SIENA WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Ronald Jay Howard offer?

Ronald Jay Howard specializes in Investment Management, Fee-Only Advisory.

What are Ronald Jay Howard's credentials?

Ronald Jay Howard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Jay Howard located?

Ronald Jay Howard is based in SAN JOSE, California, last registered with SIENA WEALTH MANAGEMENT, INC..

How does Ronald Jay Howard charge for services?

Ronald Jay Howard's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIENA WEALTH MANAGEMENT, INC.?

SIENA WEALTH MANAGEMENT, INC. has approximately 5 employees and manages $235M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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