Unclaimed Profile

Michael Alen Weakley

SIENA WEALTH MANAGEMENT, INC.·SAN JOSE, California

Series 7, Series 24, Series 63, Series 6527 years registeredSIENA WEALTH MANAGEMENT, INC.

3055 OLIN AVENUE, SAN JOSE, CA 95128CRD# 1022451Firm CRD# 146902

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Alen Weakley · SAN JOSE, CA

Registration

CRD #1022451 · SIENA WEALTH MANAGEMENT, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SIENA WEALTH MANAGEMENT, INC.

SIENA WEALTH MANAGEMENT, INC.

May 2008 – Nov 2019

SAN JOSE, CA

LWI FINANCIAL INC.

Jan 1999 – Dec 2010

SAN JOSE, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · January 14, 1999

Years registered · 27

Disclosure History

1990Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SIENA WEALTH MANAGEMENT, INC.

CRD 146902 · SEC 801-69178

AUM

$235M

Regulatory assets under management

Employees

888 client accounts

Services offered by SIENA WEALTH MANAGEMENT, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at SIENA WEALTH MANAGEMENT, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Alen Weakley offer?

Michael Alen Weakley specializes in Investment Management, Fee-Only Advisory.

What are Michael Alen Weakley's credentials?

Michael Alen Weakley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Alen Weakley located?

Michael Alen Weakley is based in SAN JOSE, California, last registered with SIENA WEALTH MANAGEMENT, INC..

How does Michael Alen Weakley charge for services?

Michael Alen Weakley's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SIENA WEALTH MANAGEMENT, INC.?

SIENA WEALTH MANAGEMENT, INC. has approximately 5 employees and manages $235M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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