Unclaimed Profile

Michael Robert Philipp

RETIREMENT CAPITAL STRATEGIES, INC.·SAN JOSE, California

SIE, Series 7, Series 63Clean record28 years registeredRETIREMENT CAPITAL STRATEGIES, INC.

1190 SARATOGA AVE., SUITE 140, SAN JOSE, CA 95129CRD# 2375505Firm CRD# 139009

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Robert Philipp · SAN JOSE, CA

Registration

CRD #2375505 · RETIREMENT CAPITAL STRATEGIES, INC. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RETIREMENT CAPITAL STRATEGIES, INC.

RETIREMENT CAPITAL STRATEGIES, INC.

May 2006 – Jan 2023

SAN JOSE, CA

LPL FINANCIAL CORPORATION

Dec 1997 – Jul 2010

SAN JOSE, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · December 31, 1997

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RETIREMENT CAPITAL STRATEGIES, INC.

CRD 139009 · SEC 801-70918

AUM

$265M

Regulatory assets under management

Employees

666 client accounts

Services offered by RETIREMENT CAPITAL STRATEGIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RETIREMENT CAPITAL STRATEGIES, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Robert Philipp offer?

Michael Robert Philipp specializes in Financial Planning, Investment Management.

What are Michael Robert Philipp's credentials?

Michael Robert Philipp is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Robert Philipp located?

Michael Robert Philipp is based in SAN JOSE, California, last registered with RETIREMENT CAPITAL STRATEGIES, INC..

How does Michael Robert Philipp charge for services?

Michael Robert Philipp's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RETIREMENT CAPITAL STRATEGIES, INC.?

RETIREMENT CAPITAL STRATEGIES, INC. has approximately 6 employees and manages $265M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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