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Theresa Lucia Vasquez

RETIREMENT CAPITAL STRATEGIES, INC.·SAN JOSE, California
SIE, Series 6, Series 63Clean recordRETIREMENT CAPITAL STRATEGIES, INC.
1190 SARATOGA AVE., SUITE 140, SAN JOSE, CA 95129CRD# 4722635Firm CRD# 139009

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Theresa Lucia Vasquez · SAN JOSE, CA
Registration
CRD #4722635 · RETIREMENT CAPITAL STRATEGIES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
RETIREMENT CAPITAL STRATEGIES, INC.
CRD 139009 · SEC 801-70918
AUM
$265M
Regulatory assets under management
Employees
6
666 client accounts
Services offered by RETIREMENT CAPITAL STRATEGIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RETIREMENT CAPITAL STRATEGIES, INC. →
Introduction

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Frequently Asked Questions

What services does Theresa Lucia Vasquez offer?
Theresa Lucia Vasquez specializes in Financial Planning, Investment Management. Contact their office in SAN JOSE, California for a consultation.
What are Theresa Lucia Vasquez's credentials?
Theresa Lucia Vasquez is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Theresa Lucia Vasquez located?
Theresa Lucia Vasquez is based in SAN JOSE, California, working with RETIREMENT CAPITAL STRATEGIES, INC.. Their office serves clients in the SAN JOSE metropolitan area and surrounding communities.
How does Theresa Lucia Vasquez charge for services?
Theresa Lucia Vasquez's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RETIREMENT CAPITAL STRATEGIES, INC.?
RETIREMENT CAPITAL STRATEGIES, INC. has approximately 6 employees and manages $265M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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