Unclaimed Profile

Brian David Riley

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.·SAN FRANCISCO, California

SIE, Series 7, Series 9, Series 10, Series 31, Series 63, Series 65, Series 99TOClean record29 years registeredFIRST REPUBLIC INVESTMENT MANAGEMENT, INC.

111, SAN FRANCISCO, CA 94111-5602CRD# 2749915Firm CRD# 108559

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian David Riley · SAN FRANCISCO, CA

Registration

CRD #2749915 · FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. · 29 years registered

Brand Profile

Not yet started

Career History

BNY MELLON SECURITIES CORPORATION

Feb 2026 – present

ROCKEFELLER CAPITAL MANAGEMENT

Aug 2024 – Jan 2026

San Francisco, CA

ROCKEFELLER CAPITAL MANAGEMENT

Apr 2020 – Jan 2026

San Francisco, CA

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.

Jul 2015 – Jun 2019

San Francisco, CA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 1996 – Jul 2015

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 63

Series 65

Series 99TO

Registration record

First registered · October 2, 1996

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

CRD 108559 · SEC 801-56293

AUM

$86.3B

Regulatory assets under management

Employees

690

56,585 client accounts

Services offered by J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at J.P. MORGAN PRIVATE WEALTH ADVISORS LLC →

Introduction

Speak with Brian

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Brian is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SAN FRANCISCO?

Browse all registered financial advisors in SAN FRANCISCO, California or claim this profile if it's yours.

Browse SAN FRANCISCO Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Brian David Riley offer?

Brian David Riley specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Brian David Riley's credentials?

Brian David Riley is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian David Riley located?

Brian David Riley is based in SAN FRANCISCO, California, working with FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Brian David Riley charge for services?

Brian David Riley's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: portfolio consulting / flat fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST REPUBLIC INVESTMENT MANAGEMENT, INC.?

FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. has approximately 690 employees and manages $86.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →