Unclaimed Profile

Holly Hao-Man Lam

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC·SAN FRANCISCO, California

SIE, Series 7, Series 9, Series 10, Series 23, Series 24, Series 63Clean recordJ.P. MORGAN PRIVATE WEALTH ADVISORS LLC

111, SAN FRANCISCO, CA 94111-5602CRD# 3098926Firm CRD# 108559

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Holly Hao-Man Lam · SAN FRANCISCO, CA

Registration

CRD #3098926 · J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 23

Series 24

Series 63

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

CRD 108559 · SEC 801-56293

AUM

$86.3B

Regulatory assets under management

Employees

690

56,585 client accounts

Services offered by J.P. MORGAN PRIVATE WEALTH ADVISORS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at J.P. MORGAN PRIVATE WEALTH ADVISORS LLC →

Introduction

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Frequently Asked Questions

What services does Holly Hao-Man Lam offer?

Holly Hao-Man Lam specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SAN FRANCISCO, California for a consultation.

What are Holly Hao-Man Lam's credentials?

Holly Hao-Man Lam is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Holly Hao-Man Lam located?

Holly Hao-Man Lam is based in SAN FRANCISCO, California, working with J.P. MORGAN PRIVATE WEALTH ADVISORS LLC. Their office serves clients in the SAN FRANCISCO metropolitan area and surrounding communities.

How does Holly Hao-Man Lam charge for services?

Holly Hao-Man Lam's firm is compensated through percentage of aum, subscription fees, performance-based fees, other: portfolio consulting / flat fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is J.P. MORGAN PRIVATE WEALTH ADVISORS LLC?

J.P. MORGAN PRIVATE WEALTH ADVISORS LLC has approximately 690 employees and manages $86.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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