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James Stephen Lauck

ASHFIELD CAPITAL PARTNERS, LLC·SAN FRANCISCO, California
Series 2, Series 63Clean record35 years registeredASHFIELD CAPITAL PARTNERS, LLC
801 MONTGOMERY STREET, SAN FRANCISCO, CA 94133CRD# 1969042Firm CRD# 142580

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Stephen Lauck · SAN FRANCISCO, CA
Registration
CRD #1969042 · ASHFIELD CAPITAL PARTNERS, LLC · 35 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: ASHFIELD CAPITAL PARTNERS, LLC
ASHFIELD CAPITAL PARTNERS
Mar 2007 – Jul 2020
SAN FRANCISCO, CA
ASHFIELD & CO INC
Jun 1991 – Jul 2007
SAN FRANCISCO, CA
02

Registrations & Exams

FINRA examinations passed
Series 2
Series 63
Registration record
First registered · June 11, 1991
Years registered · 35
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ASHFIELD CAPITAL PARTNERS, LLC
CRD 142580 · SEC 801-67426
Employees
0
Total firm employees
Services offered by ASHFIELD CAPITAL PARTNERS, LLC
Per Form ADV
Other
View all advisors at ASHFIELD CAPITAL PARTNERS, LLC →
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05

Frequently Asked Questions

What services does James Stephen Lauck offer?
James Stephen Lauck is a registered financial advisor in SAN FRANCISCO, California.
What are James Stephen Lauck's credentials?
James Stephen Lauck is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Stephen Lauck located?
James Stephen Lauck is based in SAN FRANCISCO, California, last registered with ASHFIELD CAPITAL PARTNERS, LLC.
How does James Stephen Lauck charge for services?
James Stephen Lauck's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASHFIELD CAPITAL PARTNERS, LLC?
ASHFIELD CAPITAL PARTNERS, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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Gregory Mitchell Jones
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Adrian Richard Fadrhonc
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George Burton Brewster
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