ROCKEFELLER & CO. LLC

ROCKEFELLER CAPITAL MANAGEMENT
NEW YORK, New York·3 registered advisors·CRD# 294197
SEC# 801-11300916212-549-5100
01

Firm Overview

AUM
$27.4B
Regulatory assets under management
Employees
512
Total firm employees
Advisors
3
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Subscription fees
Performance-based fees
03

Specialties

Financial PlanningInvestment ManagementRetirement PlanningWealth Management
04

Advisors at ROCKEFELLER & CO. LLC

3 registered advisors
Edmond Nicholas Moriarty
NEW YORK, New York
Hardit Singh
NEW YORK, New York
John Francis Ryan
NEW YORK, New York
05

Office Locations

NEW YORK, New York
3 advisors

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Data sourced from SEC Form ADV filings. ROCKEFELLER & CO. LLC (CRD# 294197) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.