Unclaimed Profile

Viktoria Irena Palermo

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.·SAN DIEGO, California

SIE, Series 4, Series 7, Series 14, Series 24, Series 51, Series 63, Series 66Clean record19 years registeredDUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.

6256 GREENWICH DRIVE, SAN DIEGO, CA 92122CRD# 4769903Firm CRD# 13162

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Viktoria Irena Palermo · SAN DIEGO, CA

Registration

CRD #4769903 · DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. · 19 years registered

Brand Profile

Not yet started

Career History

DUNHAM

Sep 2021 – present

LPL FINANCIAL LLC

Sep 2020 – Sep 2021

SAN DIEGO, CA

LUCIA CAPITAL GROUP

May 2014 – Dec 2020

SAN DIEGO, CA

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – Jan 2013

SAN DIEGO, CA

FIRST ALLIED SECURITIES, INC.

Sep 2009 – Jul 2012

SAN DIEGO, CA

LPL FINANCIAL CORPORATION

Mar 2007 – Sep 2009

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 51

Series 63

Series 66

Registration record

First registered · March 27, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.

CRD 13162 · SEC 801-25803

AUM

$3.8B

Regulatory assets under management

Employees

10,985 client accounts

Services offered by DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. →

Introduction

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Frequently Asked Questions

What services does Viktoria Irena Palermo offer?

Viktoria Irena Palermo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Viktoria Irena Palermo's credentials?

Viktoria Irena Palermo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Viktoria Irena Palermo located?

Viktoria Irena Palermo is based in SAN DIEGO, California, working with DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Viktoria Irena Palermo charge for services?

Viktoria Irena Palermo's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.?

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. has approximately 34 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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