Unclaimed Profile

Salvatore Michael Capizzi

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.·SAN DIEGO, California

SIE, Series 6, Series 7, Series 22, Series 24, Series 63Clean record22 years registeredDUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.

6256 GREENWICH DRIVE, SAN DIEGO, CA 92122CRD# 1037757Firm CRD# 13162

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Salvatore Michael Capizzi · SAN DIEGO, CA

Registration

CRD #1037757 · DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. · 22 years registered

Brand Profile

Not yet started

Career History

DUNHAM

Jan 2008 – present

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

Jan 2004 – Sep 2004

PARSIPPANY, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 22

Series 24

Series 63

Registration record

First registered · January 30, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.

CRD 13162 · SEC 801-25803

AUM

$3.8B

Regulatory assets under management

Employees

10,985 client accounts

Services offered by DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

High Net Worth Individuals

View all advisors at DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. →

Introduction

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Frequently Asked Questions

What services does Salvatore Michael Capizzi offer?

Salvatore Michael Capizzi specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Salvatore Michael Capizzi's credentials?

Salvatore Michael Capizzi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Salvatore Michael Capizzi located?

Salvatore Michael Capizzi is based in SAN DIEGO, California, working with DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Salvatore Michael Capizzi charge for services?

Salvatore Michael Capizzi's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.?

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC. has approximately 34 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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