Unclaimed Profile

Michael Haskel Nessim

KINGSWOOD WEALTH ADVISORS, LLC·SAN DIEGO, California

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record11 years registeredKINGSWOOD WEALTH ADVISORS, LLC

11440 W. BERNARDO COURT, SAN DIEGO, CA 92127CRD# 2573543Firm CRD# 288792

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Haskel Nessim · SAN DIEGO, CA

Registration

CRD #2573543 · KINGSWOOD WEALTH ADVISORS, LLC · 11 years registered

Brand Profile

Not yet started

Career History

KINGSWOOD WEALTH ADVISORS, LLC

Apr 2021 – present

BENCHMARK ADVISORY SERVICES, LLC

Oct 2019 – Jul 2022

NEW YORK, NY

CAPE INVESTMENT ADVISORY, INC.

Jul 2019 – Oct 2019

New York, NY

NEWBRIDGE FINANCIAL SERVICES GROUP, INC.

Mar 2015 – Feb 2019

NEW YORK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · March 31, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KINGSWOOD WEALTH ADVISORS, LLC

CRD 288792 · SEC 801-110755

AUM

$1.0B

Regulatory assets under management

Employees

4,527 client accounts

Services offered by KINGSWOOD WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KINGSWOOD WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Michael Haskel Nessim offer?

Michael Haskel Nessim specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Michael Haskel Nessim's credentials?

Michael Haskel Nessim is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael Haskel Nessim located?

Michael Haskel Nessim is based in SAN DIEGO, California, working with KINGSWOOD WEALTH ADVISORS, LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Michael Haskel Nessim charge for services?

Michael Haskel Nessim's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KINGSWOOD WEALTH ADVISORS, LLC?

KINGSWOOD WEALTH ADVISORS, LLC has approximately 80 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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