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CAPE INVESTMENT ADVISORY, INC.
CAPE INVESTMENT ADVISORY, INC.
MCDONOUGH, Georgia
·
8 registered advisors
·
CRD# 146384
SEC# 801-71349
29
678-583-1120
01
Firm Overview
AUM
$365M
Regulatory assets under management
Employees
140
Total firm employees
Advisors
8
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Compensation
Percentage of AUM
03
Specialties
Financial Planning
Investment Management
Fee-Only Advisory
04
Advisors at CAPE INVESTMENT ADVISORY, INC.
8 registered advisors
Caleb Mark Hobgood
MCDONOUGH, Georgia
CRD# 5510775
David Leon Smith
MCDONOUGH, Georgia
CRD# 2246779
Eric Stochek Levine
MCDONOUGH, Georgia
CRD# 2343564
Francois Roger Bigot
MCDONOUGH, Georgia
CRD# 2519250
Harrison Pierce Palmer
MCDONOUGH, Georgia
CRD# 6135504
Larry Wayne Yager
MCDONOUGH, Georgia
CRD# 5691174
Nisha N Patel-Sanders
MCDONOUGH, Georgia
CRD# 4147200
William Matthew J Guinn
MCDONOUGH, Georgia
CRD# 5369988
05
Office Locations
MCDONOUGH, Georgia
8 advisors
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Data sourced from SEC Form ADV filings. CAPE INVESTMENT ADVISORY, INC. (CRD# 146384) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.