Unclaimed Profile

Nicole Marie English

KINGSWOOD WEALTH ADVISORS, LLC·SAN DIEGO, California

SIE, Series 7, Series 24, Series 66, Series 99TOClean record20 years registeredKINGSWOOD WEALTH ADVISORS, LLC

11440 W. BERNARDO COURT, SAN DIEGO, CA 92127CRD# 5015793Firm CRD# 288792

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicole Marie English · SAN DIEGO, CA

Registration

CRD #5015793 · KINGSWOOD WEALTH ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

KINGSWOOD WEALTH ADVISORS, LLC

Feb 2022 – present

CHALICE WEALTH ADVISORS

Jan 2019 – Jan 2020

SAN DIEGO, CA

LUCIA CAPITAL GROUP

Apr 2010 – Sep 2018

SAN DIEGO, CA

RAYMOND J. LUCIA COMPANIES, INC.

Feb 2006 – Jun 2010

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 99TO

Registration record

First registered · February 7, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KINGSWOOD WEALTH ADVISORS, LLC

CRD 288792 · SEC 801-110755

AUM

$1.0B

Regulatory assets under management

Employees

4,527 client accounts

Services offered by KINGSWOOD WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KINGSWOOD WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Nicole Marie English offer?

Nicole Marie English specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Nicole Marie English's credentials?

Nicole Marie English is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicole Marie English located?

Nicole Marie English is based in SAN DIEGO, California, working with KINGSWOOD WEALTH ADVISORS, LLC. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Nicole Marie English charge for services?

Nicole Marie English's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KINGSWOOD WEALTH ADVISORS, LLC?

KINGSWOOD WEALTH ADVISORS, LLC has approximately 80 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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