Unclaimed Profile

Derek Jerold Bruton

KINGSWOOD WEALTH ADVISORS, LLC·SAN DIEGO, California

SIE, Series 2, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 99TOClean record12 years registeredKINGSWOOD WEALTH ADVISORS, LLC

11440 W. BERNARDO CT., SAN DIEGO, CA 92127CRD# 2287900Firm CRD# 288792

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Derek Jerold Bruton · SAN DIEGO, CA

Registration

CRD #2287900 · KINGSWOOD WEALTH ADVISORS, LLC · 12 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: KINGSWOOD WEALTH ADVISORS, LLC

REALTA INVESTMENT ADVISORS, INC

Mar 2023 – Dec 2025

Plymouth Meeting, PA

KINGSWOOD WEALTH ADVISORS, LLC

Apr 2018 – Aug 2021

SAN DIEGO, CA

OPPENHEIMER & CO. INC.

Nov 2016 – Apr 2018

NEWPORT BEACH, CA

LUCIA CAPITAL GROUP

Aug 2014 – Aug 2016

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 2

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 99TO

Registration record

First registered · August 5, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KINGSWOOD WEALTH ADVISORS, LLC

CRD 288792 · SEC 801-110755

AUM

$1.0B

Regulatory assets under management

Employees

4,527 client accounts

Services offered by KINGSWOOD WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KINGSWOOD WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Derek Jerold Bruton offer?

Derek Jerold Bruton specializes in Financial Planning, Investment Management, Wealth Management.

What are Derek Jerold Bruton's credentials?

Derek Jerold Bruton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Derek Jerold Bruton located?

Derek Jerold Bruton is based in SAN DIEGO, California, last registered with KINGSWOOD WEALTH ADVISORS, LLC.

How does Derek Jerold Bruton charge for services?

Derek Jerold Bruton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KINGSWOOD WEALTH ADVISORS, LLC?

KINGSWOOD WEALTH ADVISORS, LLC has approximately 80 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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