Unclaimed Profile

Jeffrey A Tooke

CHALICE WEALTH ADVISORS·SAN DIEGO, California

SIE, Series 7, Series 14, Series 24, Series 63, Series 66, Series 79TO, Series 99TO12 years registeredCHALICE WEALTH ADVISORS

16935 WEST BERNARDO DRIVE, SAN DIEGO, CA 92127CRD# 5621579Firm CRD# 288792

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey A Tooke · SAN DIEGO, CA

Registration

CRD #5621579 · CHALICE WEALTH ADVISORS · 12 years registered

Brand Profile

Not yet started

Career History

MHA FINANCIAL CORP

May 2019 – present

FOUR POINTS CAPITAL PARTNERS LLC

Aug 2017 – present

AVENDUS CAPITAL, INC.

Oct 2013 – Dec 2023

Buffalo, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 63

Series 66

Series 79TO

Series 99TO

Registration record

First registered · October 17, 2013

Years registered · 12

Disclosure History

2023Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

KINGSWOOD WEALTH ADVISORS, LLC

CRD 288792 · SEC 801-110755

AUM

$1.0B

Regulatory assets under management

Employees

4,527 client accounts

Services offered by KINGSWOOD WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KINGSWOOD WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey A Tooke offer?

Jeffrey A Tooke specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SAN DIEGO, California for a consultation.

What are Jeffrey A Tooke's credentials?

Jeffrey A Tooke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey A Tooke located?

Jeffrey A Tooke is based in SAN DIEGO, California, working with CHALICE WEALTH ADVISORS. Their office serves clients in the SAN DIEGO metropolitan area and surrounding communities.

How does Jeffrey A Tooke charge for services?

Jeffrey A Tooke's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHALICE WEALTH ADVISORS?

CHALICE WEALTH ADVISORS has approximately 80 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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