Unclaimed Profile

Stephen David Sear

ENSO WEALTH MANAGEMENT, LLC·PETALUMA, California

SIE, Series 7, Series 66Clean record23 years registeredENSO WEALTH MANAGEMENT, LLC

11 FIFTH STREET, PETALUMA, CA 94952CRD# 4513156Firm CRD# 287882

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen David Sear · PETALUMA, CA

Registration

CRD #4513156 · ENSO WEALTH MANAGEMENT, LLC · 23 years registered

Brand Profile

Not yet started

Career History

CHOREO, LLC

Jan 2023 – present

ENSO WEALTH MANAGEMENT, LLC

Feb 2021 – Jan 2023

Reno, NV

MORGAN STANLEY

Jun 2009 – Jan 2020

RENO, NV

CITIGROUP GLOBAL MARKETS INC.

Nov 2008 – Jun 2009

RENO, NV

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2002 – Nov 2008

RENO, NV

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · September 10, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ENSO WEALTH MANAGEMENT, LLC

CRD 287882 · SEC 801-110382

AUM

$1.8B

Regulatory assets under management

Employees

4,726 client accounts

Services offered by ENSO WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ENSO WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Stephen David Sear offer?

Stephen David Sear specializes in Financial Planning, Investment Management. Contact their office in PETALUMA, California for a consultation.

What are Stephen David Sear's credentials?

Stephen David Sear is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen David Sear located?

Stephen David Sear is based in PETALUMA, California, working with ENSO WEALTH MANAGEMENT, LLC. Their office serves clients in the PETALUMA metropolitan area and surrounding communities.

How does Stephen David Sear charge for services?

Stephen David Sear's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ENSO WEALTH MANAGEMENT, LLC?

ENSO WEALTH MANAGEMENT, LLC has approximately 26 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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