Unclaimed Profile

Robert Preston Pitts

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC·PETALUMA, California

Series 6, Series 26, Series 63, Series 6513 years registeredONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

2090 MARINA AVENUE, PETALUMA, CA 94954CRD# 2624478Firm CRD# 162143

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Preston Pitts · PETALUMA, CA

Registration

CRD #2624478 · ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

Nov 2012 – Sep 2020

PETALUMA, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 26

Series 63

Series 65

Registration record

First registered · November 9, 2012

Years registered · 13

Disclosure History

2008Customer Dispute·Settled

2007Customer Dispute·Settled

2005Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

CRD 162143 · SEC 801-76773

AUM

$29M

Regulatory assets under management

Employees

321 client accounts

Services offered by ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Robert Preston Pitts offer?

Robert Preston Pitts specializes in Financial Planning, Investment Management.

What are Robert Preston Pitts's credentials?

Robert Preston Pitts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Preston Pitts located?

Robert Preston Pitts is based in PETALUMA, California, last registered with ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC.

How does Robert Preston Pitts charge for services?

Robert Preston Pitts's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC?

ONPOINTE ADVISORY AND FINANCIAL SERVICES, LLC has approximately 2 employees and manages $29M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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