Unclaimed Profile

Joseph K Stern

ENSO WEALTH MANAGEMENT, LLC·PETALUMA, California

SIE, Series 7, Series 8, Series 24, Series 63, Series 66Clean record19 years registeredENSO WEALTH MANAGEMENT, LLC

11 FIFTH STREET, PETALUMA, CA 94952CRD# 2274803Firm CRD# 287882

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph K Stern · PETALUMA, CA

Registration

CRD #2274803 · ENSO WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

CHOREO, LLC

Jan 2023 – present

ENSO WEALTH MANAGEMENT, LLC

Feb 2021 – Jan 2023

PETALUMA, CA

ENSO WEALTH MANAGEMENT, LLC

Aug 2018 – Dec 2020

PETALUMA, CA

EDWARD JONES

Feb 2007 – Aug 2018

PETALUMA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 8

Series 24

Series 63

Series 66

Registration record

First registered · February 5, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ENSO WEALTH MANAGEMENT, LLC

CRD 287882 · SEC 801-110382

AUM

$1.8B

Regulatory assets under management

Employees

4,726 client accounts

Services offered by ENSO WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ENSO WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph K Stern offer?

Joseph K Stern specializes in Financial Planning, Investment Management. Contact their office in PETALUMA, California for a consultation.

What are Joseph K Stern's credentials?

Joseph K Stern is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph K Stern located?

Joseph K Stern is based in PETALUMA, California, working with ENSO WEALTH MANAGEMENT, LLC. Their office serves clients in the PETALUMA metropolitan area and surrounding communities.

How does Joseph K Stern charge for services?

Joseph K Stern's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ENSO WEALTH MANAGEMENT, LLC?

ENSO WEALTH MANAGEMENT, LLC has approximately 26 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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